B/D? DSRO A/O Futures Commission Merchant Date (a) (b) 1 ACM USA LLC N NFA 01-31-2010 2 ADM INVESTOR SERVICES INC N CBOT 01-31-2010 3 ADVANCED MARKETS LLC N NFA 01-31-2010 4 ADVANTAGE FUTURES LLC N CME 01-29-2010 5 AIG CLEARING CORPORATION N NYME 01-31-2010 6 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC* Y NFA 12-31-2009 7 ALPARI (US) LLC N NFA 01-31-2010 8 AMERIPRISE FINANCIAL SERVICES INC Y NFA 01-31-2010 9 BANC OF AMERICA SECURITIES LLC Y CME 01-29-2010 10 BARCLAYS CAPITAL INC Y NYME 01-29-2010 11 BGC FINANCIAL LP Y NFA 01-31-2010 12 BNP PARIBAS COMMODITY FUTURES INC N NYME 01-31-2010 13 BNP PARIBAS SECURITIES CORP Y CBOT 01-31-2010 14 CADENT FINANCIAL SERVICES LLC N NFA 01-31-2010 15 CANTOR FITZGERALD & CO Y CBOT 01-31-2010 16 CAPITAL MARKET SERVICES LLC N NFA 01-31-2010 17 CIBC WORLD MARKETS CORP Y CME 01-29-2010 18 CITADEL SECURITIES LLC Y CME 01-31-2010 19 CITIGROUP GLOBAL MARKETS INC Y CBOT 01-29-2010 20 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 01-31-2010 21 COMPASS PROFESSIONAL SERVICES LLC Y NFA 01-31-2010 22 COUNTRY HEDGING INC N NFA 01-31-2010 23 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 01-29-2010 24 CROSSLAND LLC N CBOT 01-31-2010 25 CUNNINGHAM COMMODITIES LLC N CBOT 01-31-2010 26 CX CAPITAL MARKETS LLC N NFA 01-31-2010 27 DAIWA SECURITIES AMERICA INC Y CME 01-31-2010 28 DEUTSCHE BANK SECURITIES INC Y CBOT 01-29-2010 29 DORMAN TRADING LLC N CME 01-31-2010 30 EAGLE MARKET MAKERS INC N CBOT 01-31-2010 31 EASY FOREX US LTD N NFA 01-31-2010 32 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 01-31-2010 33 ENSKILDA FUTURES LTD N CME 01-31-2010 34 FARR FINANCIAL INC N NFA 01-31-2010 35 FCSTONE LLC N CME 01-31-2010 36 FOREX CAPITAL MARKETS LLC N NFA 01-31-2010 37 FOREX CLUB FINANCIAL COMPANY INC N NFA 01-31-2010 38 FORTIS CLEARING AMERICAS LLC Y CBOT 01-31-2010 39 FRIEDBERG MERCANTILE GROUP INC N NFA 01-31-2010 40 FRONTIER FUTURES INC N NFA 01-31-2010 41 FUTURES TECH LLC N NFA 01-31-2010 42 FX SOLUTIONS LLC N NFA 01-31-2010 43 FXDIRECTDEALER LLC N NFA 01-31-2010 44 GAIN CAPITAL GROUP LLC N NFA 01-31-2010 45 GENESIS FUTURES LLC N NFA 01-31-2010 46 GFS FOREX & FUTURES INC N NFA 01-31-2010 47 GILDER GAGNON HOWE & CO LLC Y NFA 01-31-2010 48 GLOBAL FUTURES & FOREX LTD N NFA 01-31-2010 49 GOLDMAN SACHS & CO Y CBOT 01-31-2010 50 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 01-31-2010 51 HG CLEARING SERVICES LLC N NFA 01-31-2010 52 HSBC SECURITIES USA INC Y CME 01-29-2010 53 I TRADE FX LLC N NFA 01-31-2010 54 ICAP FUTURES LLC N NFA 01-31-2010 55 IG MARKETS INC N NFA 01-31-2010 56 IKON GLOBAL MARKETS INC N NFA 01-31-2010 57 INSTINET LLC Y NFA 01-31-2010 58 INTEGRATED BROKERAGE SERVICES LLC N NFA 01-31-2010 59 INTERACTIVE BROKERS LLC Y NFA 01-31-2010 60 INTERBANK FX LLC N NFA 01-31-2010 61 ITG DERIVATIVES LLC Y NFA 01-31-2010 62 JP MORGAN CLEARING CORP Y CME 01-31-2010 63 JP MORGAN FUTURES INC N NYME 01-31-2010 64 JP MORGAN SECURITIES INC Y NFA 01-31-2010 65 LADENBURG THALMANN & CO INC Y NFA 01-29-2010 66 LEK SECURITIES CORPORATION Y NFA 01-31-2010 67 LIMESTONE TRADING LLC N NFA 01-31-2010 68 LINN GROUP THE N NFA 01-31-2010 69 LPL FINANCIAL CORPORATION Y NFA 01-31-2010 70 MACQUARIE FUTURES USA INC N CBOT 01-29-2010 71 MAREX USA LIMITED N NFA 01-31-2010 72 MB TRADING FUTURES INC N NFA 01-31-2010 73 MBF CLEARING CORP N NYME 01-31-2010 74 MCVEAN TRADING & INVESTMENTS LLC N NFA 01-31-2010 75 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 01-31-2010 76 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 01-31-2010 77 MF GLOBAL INC Y CME 01-29-2010 78 MG FINANCIAL LLC N NFA 01-31-2010 79 MID CO COMMODITIES INC N NFA 01-31-2010 80 MITSUBISHI UFJ SECURITIES USA INC Y NFA 01-31-2010 81 MITSUI BUSSAN COMMODITIES USA INC N NYME 01-31-2010 82 MIZUHO SECURITIES USA INC Y CME 01-29-2010 83 MORGAN KEEGAN & COMPANY INC Y NFA 01-31-2010 84 MORGAN STANLEY & CO INCORPORATED Y CME 01-29-2010 85 MORGAN STANLEY SMITH BARNEY LLC Y NFA 01-31-2010 86 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 01-29-2010 87 NEUBERGER BERMAN LLC Y NFA 01-29-2010 88 NEWEDGE USA LLC Y NYME 01-31-2010 89 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 01-29-2010 90 OANDA CORPORATION N NFA 01-31-2010 91 OPEN E CRY LLC N NFA 01-31-2010 92 OPPENHEIMER & CO INC Y NFA 01-29-2010 93 OPTIONSXPRESS INC Y NFA 01-31-2010 94 PENSON GHCO N CBOT 01-31-2010 95 PEREGRINE FINANCIAL GROUP INC N NFA 01-31-2010 96 PIONEER FUTURES INC N NYME 01-31-2010 97 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 01-31-2010 98 RAND FINANCIAL SERVICES INC N CME 01-31-2010 99 RAYMOND JAMES & ASSOCIATES INC Y NFA 01-31-2010 100 RBC CAPITAL MARKETS CORPORATION Y CME 01-29-2010 101 RBS SECURITIES INC Y CBOT 01-29-2010 102 RJ OBRIEN ASSOCIATES LLC N CME 01-31-2010 103 ROBBINS FUTURES INC N NFA 01-31-2010 104 ROSENTHAL COLLINS GROUP LLC N CME 01-31-2010 105 ROSENTHAL GLOBAL SECURITIES LLC Y NFA 01-31-2010 106 SANFORD C BERNSTEIN & CO LLC Y NFA 01-29-2010 107 SANTANDER INVESTMENT SECURITIES INC Y NFA 01-29-2010 108 SHAY GRAIN CLEARING COMPANY N KCBT 01-31-2010 109 SMW TRADING COMPANY INC N CME 01-31-2010 110 STATE STREET GLOBAL MARKETS LLC Y CME 01-31-2010 111 STEPHENS Y NFA 01-31-2010 112 STERLING COMMODITIES CORP N NYME 01-31-2010 113 TCA FUTURES LLC N NFA 01-31-2010 114 TD AMERITRADE INC Y NFA 01-31-2010 115 TENCO INC N CBOT 01-31-2010 116 TERRA NOVA FINANCIAL LLC Y NFA 01-29-2010 117 TIMBER HILL LLC Y CME 01-31-2010 118 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 01-31-2010 119 TRADELINK LLC Y CBOT 01-31-2010 120 TRADESTATION SECURITIES INC Y NFA 01-29-2010 121 TRADITION SECURITIES AND FUTURES INC N NFA 01-29-2010 122 TRANSMARKET GROUP LLC Y CBOT 01-31-2010 123 TRILAND USA INC N NYME 01-31-2010 124 UBS FINANCIAL SERVICES INC Y NFA 01-31-2010 125 UBS SECURITIES LLC Y CBOT 01-29-2010 126 VELOCITY FUTURES LLC N NFA 01-31-2010 127 VISION FINANCIAL MARKETS LLC Y CME 01-31-2010 128 WELLS FARGO ADVISORS FINANCIAL NETWORK LLC Y NFA 01-29-2010 129 WELLS FARGO ADVISORS LLC Y NFA 01-29-2010 130 WELLS FARGO SECURITIES LLC Y CME 01-31-2010 131 WHITE COMMERCIAL CORPORATION N NFA 01-31-2010 132 WSD FINANCIAL USA INC N NFA 01-31-2010 133 YORK BUSINESS ASSOCIATES LLC N NFA 01-31-2010

本名单美国商品期货交易委员会网站源地址 :http://www.cftc.gov/marketreports/financialdataforfcms/index.htm